出版文献

In Press
Sherman, Peter, Xinyu Chen, and Michael B. McElroy. In Press. “Offshore wind: an opportunity for cost-competitive decarbonization of China’s energy economy.” Science Advances. Abstract
China has reduced growth in its emissions of greenhouse gases, success attributable in part due to major investments in onshore wind. By comparison, investments in offshore wind have been minor, limited until recently largely by perceptions of cost. Assimilated meteorological data are used here to assess future offshore wind potential for China. Analysis on a provincial basis indicates that the aggregate potential wind resource is 5.4 times larger than current coastal demand for power. Recent experiences with markets both in Europe and the US suggest that potential offshore resources in China could be exploited to cost-competitively provide 1148.3 TWh of energy in a high-cost scenario, 6383.4 TWh in a low-cost option, equivalent to between 36% and 200% of the total coastal energy demand post 2020. The analysis underscores significant benefits for offshore wind for China, with prospects for major reductions greenhouse emissions with ancillary benefits for air quality.
Guan, Chenghe, Ziming Li, Rahul Mehrotra, Michael Keith, and Abhinav Alakshendra. In Press. “Smart city interventions and green accessibility for urban migrants: Case studies of Patna and Mumbai in India.” Urban Planning International. Abstract
Post-colonial India has experienced rapid urbanization characterized by rural-urban migration and the prosperity of informal settlement in cities. However, urban planning and infrastructure development has paid little attention to the needs of walking accessibility for pedestrians, especially the urban poor and migrants. The goals of “Smart city”-oriented urban policy cover inclusiveness, accessibility, transparency, comfortable, safety, sustainable, etc. In order to find how such emerging policy intervention could help pedestrians, we illustrate non-motorized accessibility challenges and opportunities for migrants and urban poor in Patna and Mumbai through case studies at multiple scales and various aspects. We found that to fulfill the needs of pedestrians not only means providing them adequate facilities but also means embodying the idea of inclusiveness and users’ perceptions into practical methods for enhancing accessibility. Moreover, informality makes the vision of smart cities more complex in the two cities, which implies the significance to hearing the diverse grassroots opinions by applying “smart” governance concept as well as innovative technologies for collecting data of accessibility of different social groups. 
Guan, Chenghe, Michael Keith, and Andy Hong. In Press. “Designing walkable cities and neighborhoods in the era of urban big data.” Urban Planning International. Abstract
In this paper, we discuss walkable cities from the perspective of urban planning and design in the era of digitalization and urban big data. We start with a brief review on historical walkable cities schemes; followed by a deliberation on what a walkable city is and what the spatial elements of a walkable city are; and a discussion on the emerging themes and empirical methods to measure the spatial and urban design features of a walkable city. The first part of this paper looks at key urban design propositions and how they were proposed to promote walkability. The second part of this paper discusses the concept of walkability, which is fundamental to designing a walkable city. We emphasize both the physical (walkways, adjacent uses, space) and the perceived aspects (safety, comfort, enjoyment), and then we look at the variety of spatial elements constituting a walkable city. The third part of this paper looks at the emerging themes for designing walkable cities and neighborhoods. We discuss the application of urban big data enabled by growing computational powers and related empirical methods and interdisciplinary approaches including spatial planning, urban design, urban ecology, and public health. This paper aims to provide a holistic approach toward understanding of urban design and walkability, re-evaluate the spatial elements to build walkable cities, and discuss future policy interventions.
2019
Lu, Xi, Liang Cao, Haikun Wang, Wei Peng, Jia Xing, Shuxiao Wang, Siyi Cai, et al. 2019. “Gasification of coal and biomass as a net carbon-negative power source for environment-friendly electricity generation in China.” Proceedings of the National Academy of Sciences. Publisher's Version Abstract
Realizing the goal of the Paris Agreement to limit global warming to 2 °C by the end of this century will most likely require deployment of carbon-negative technologies. It is particularly important that China, as the world’s top carbon emitter, avoids being locked into carbon-intensive, coal-fired power-generation technologies and undertakes a smooth transition from high- to negative-carbon electricity production. We focus here on deploying a combination of coal and biomass energy to produce electricity in China using an integrated gasification cycle system combined with carbon capture and storage (CBECCS). Such a system will also reduce air pollutant emissions, thus contributing to China’s near-term goal of improving air quality. We evaluate the bus-bar electricity-generation prices for CBECCS with mixing ratios of crop residues varying from 0 to 100%, as well as associated costs for carbon mitigation and cobenefits for air quality. We find that CBECCS systems employing a crop residue ratio of 35% could produce electricity with net-zero life-cycle emissions of greenhouse gases, with a levelized cost of electricity of no more than 9.2 US cents per kilowatt hour. A carbon price of approximately $52.0 per ton would make CBECCS cost-competitive with pulverized coal power plants. Therefore, our results provide critical insights for designing a CBECCS strategy in China to harness near-term air-quality cobenefits while laying the foundation for achieving negative carbon emissions in the long run.
PNAS paper.pdf
Song, S.J., M. Gao, W.Q. Xu, Y.L. Sun, D.R. Worsnop, J.T. Jayne, Y.Z. Zhang, et al. 2019. “Possible heterogeneous hydroxymethanesulfonate (HMS) chemistry in northern China winter haze and implications for rapid sulfate formation.” Atmospheric Chemistry and Physics 19: 1357-1371. Publisher's Version Abstract
The chemical mechanisms responsible for rapid sulfate production, an important driver of winter haze formation in northern China, remain unclear. Here, we propose a potentially important heterogeneous hydroxymethanesulfonate (HMS) chemical mechanism. Through analyzing field measurements with aerosol mass spectrometry, we show evidence for a possible significant existence in haze aerosols of organosulfur primarily as HMS, misidentified as sulfate in previous observations. We estimate that HMS can account for up to about one-third of the sulfate concentrations unexplained by current air quality models. Heterogeneous production of HMS by SO2 and formaldehyde is favored under northern China winter haze conditions due to high aerosol water content, moderately acidic pH values, high gaseous precursor levels, and low temperature. These analyses identify an unappreciated importance of formaldehyde in secondary aerosol formation and call for more research on sources and on the chemistry of formaldehyde in northern China winter.
ACP paper
Hammitt, James K., Fangli Geng, Xiaoqi Guo, and Chris P. Nielsen. 2019. “Valuing Mortality Risk in China: Comparing Stated-Preference Estimates from 2005 and 2016.” Journal of Risk & Uncertainty 58 (2-3): 167–186. Publisher's Version Abstract
We estimate the marginal rate of substitution of income for reduction in current annual mortality risk (the “value per statistical life” or VSL) using stated-preference surveys administered to independent samples of the general population of Chengdu, China in 2005 and 2016. We evaluate the quality of estimates by the theoretical criteria that willingness to pay (WTP) for risk reduction should be strictly positive and nearly proportional to the magnitude of the risk reduction (evaluated by comparing answers between respondents) and test the effect of excluding respondents whose answers violate these criteria. For subsamples of respondents that satisfy the criteria, point estimates of the sensitivity of WTP to risk reduction are consistent with theory and yield estimates of VSL that are two to three times larger than estimated using the full samples. Between 2005 and 2016, estimated VSL increased sharply, from about 22,000 USD in 2005 to 550,000 USD in 2016. Income also increased substantially over this period. Attributing the change in VSL solely to the change in real income implies an income elasticity of about 3.0. Our results suggest that estimates of VSL from stated-preference studies in which WTP is not close to proportionate to the stated risk reduction may be biased downward by a factor of two or more, and that VSL is likely to grow rapidly in a population with strong economic growth, which implies that environmental-health, safety, and other policies should become increasingly protective.
JRU paper.pdf
The Potential of Photovoltaics to Power the Belt and Road Initiative
Chen, Shi, Xi Lu, Yufei Miao, Yu Deng, Chris P. Nielsen, Noah Elbot, Yuanchen Wang, Kathryn G. Logan, Michael B. McElroy, and Jiming Hao. 2019. “The Potential of Photovoltaics to Power the Belt and Road Initiative.” Joule 3: 1-18. Publisher's Version Abstract
Construction of carbon-intensive energy infrastructure is well underway under the Belt & Road Initiative (BRI), challenging the global climate target. Regionally abundant solar power could provide an alternative for electricity generation. An integrative spatial model was developed to evaluate the technical potential of solar photovoltaic power. The influence of impacting factors was quantified systematically on an hourly basis. Results suggest that the electricity potential for the BRI region reaches 448.9 PWh annually, 41.3 times the regional demand for electricity in 2016. Tapping 3.7% of the potential through deploying 7.8 TW capacity could satisfy the regional electricity demand projected for 2030, requiring an investment of approximately 11.2 trillion 2017 USD and a commitment in land area of 88,426 km2, approximately 0.9% of China’s total. Countries endowed with 70.7% of the overall potential consume only 30.1% of regional electricity. The imbalance underscores the advantage of regional cooperation and investments in interconnected grids.
graphic summary Joule paper
Cao, Jing, Mun S. Ho, Dale W. Jorgenson, and Chris P. Nielsen. 2019. “China’s Emissions Trading System and an ETS-Carbon Tax Hybrid.” Energy Economics 81: 741-753. Publisher's Version Abstract
China is introducing a national carbon emission trading system (ETS), with details yet to be finalized. The ETS is expected to cover only the major emitters but it is often argued that a more comprehensive system will achieve the emission goals at lower cost. We first examine an ETS that covers both electricity and cement sectors and consider an ambitious cap starting in 2017 that will meet the official objective to reduce the carbon-GDP intensity by 60-65% by 2030 compared to 2005 levels. The two ETS-covered industries are compensated with an output-based subsidy to represent the intention to give free permits to the covered enterprises. We then consider a hybrid system where the non-ETS sectors pay a carbon tax and share in the CO2 reduction burden. Our simulations indicate that hybrid systems will achieve the same CO2 goals with lower permit prices and GDP losses. We also show how auctioning of the permits improves the efficiency of the ETS and the hybrid systems. Finally, we find that these CO2 control policies are progressive in that higher incomes households bear a bigger burden.
Appendix
Guan, Chenghe, Sumeeta Srinivasan, and Chris P. Nielsen. 2019. “Does neighborhood form influence low-carbon transportation in China?” Transportation Research Part D: Transport and Environment 67: 406-420. Publisher's Version Abstract
Developing less auto-dependent urban forms and promoting low-carbon transportation (LCT) are challenges facing our cities. Previous literature has supported the association between neighborhood form and low-carbon travel behaviour. Several studies have attempted to measure neighborhood forms focusing on physical built-environment factors such as population and employment density and socio-economic conditions such as income and race. We find that these characteristics may not be sufficiently fine-grained to differentiate between neighborhoods in Chinese cities. This research assesses characteristics of neighborhood spatial configuration that may influence the choice of LCT modes in the context of dense Chinese cities. Urban-form data from 40 neighborhoods in Chengdu, China, along with a travel behaviour survey of households conducted in 2016, were used to generate several measures of land use diversity and accessibility for each neighborhood. We use principle component analysis (PCA) to group these variables into dimensions that could be used to classify the neighborhoods. We then estimate regression models of low-carbon mode choices such as walking, bicycling, and transit to better understand the significance of these built-environment differences at the neighbourhood level. We find that, first, members of households do choose to walk or bike or take transit to work provided there is relatively high population density and sufficient access to public transit and jobs. Second, land-use diversity alone was not found to be significant in affecting LCT mode choice. Third, the proliferation of gated communities was found to reduce overall spatial connectivity within neighborhoods and had a negative effect on choice of LCT.
China’s CO2 peak before 2030 implied from diverse characteristics and growth of cities
Wang, Haikun, Xi Lu, Yu Deng, Yaoguang Sun, Chris P. Nielsen, Yifan Liu, Ge Zhu, Maoliang Bu, Jun Bi, and Michael B. McElroy. 2019. “China’s CO2 peak before 2030 implied from diverse characteristics and growth of cities.” Nature Sustainability. Publisher's Version Abstract
China pledges to peak CO2 emissions by 2030 or sooner under the Paris Agreement to limit global warming to 2 °C or less by the end of the century. By examining CO2 emissions from 50 Chinese cities over the period 2000–2016, we found a close relationship between per capita emissions and per capita gross domestic product (GDP) for individual cities, following the environmental Kuznets curve, despite diverse trajectories for CO2 emissions across the cities. Results show that carbon emissions peak for most cities at a per capita GDP (in 2011 purchasing power parity) of around US$21,000 (80% confidence interval: US$19,000 to 22,000). Applying a Monte Carlo approach to simulate the peak of per capita emissions using a Kuznets function based on China’s historical emissions, we project that emissions for China should peak at 13–16 GtCO2 yr−1 between 2021 and 2025, approximately 5–10 yr ahead of the current Paris target of 2030. We show that the challenges faced by individual types of Chinese cities in realizing low-carbon development differ significantly depending on economic structure, urban form and geographical location.
Wang, Ying, Bin Chen, Chenghe Guan, and Bo Zhang. 2019. “Evolution of methane emissions in global supply chains during 2000-2012.” Resources, Conservation and Recycling 150. Publisher's Version Abstract
Reduction of methane emissions (CH4) plays an important role in addressing global climate change. Most previous studies have focused on the direct CH4 emissions of economies, but overlooked the upstream CH4 emissions along global supply chains induced by the final consumption of economies. Using a global multi-regional input-output analysis, this study aims to explore the evolution of CH4 emissions embodied in international trade and final consumption in major economies during 2000–2012. The results show that China, the EU, USA, India and Brazil were the top five economies with high volumes of consumption-based CH4 emissions from 2000 to 2012. In particular, China’s consumption-based CH4 emissions showed an observable growth trend, while the EU, the USA and Japan showed a downward trend. It’s estimated that growing amounts of CH4 emissions (i.e., the volume increase from 77.1 Mt in 2000 to 95.9 Mt in 2012) were transferred globally via international trade, primarily as exports from China, Russia and other large developing economies to consumers in major developed economies. Russia–EU, China–USA and China–EU formed the main bilateral trading pairs of embodied emission flows. Further analysis found that per capita consumption-based CH4 emissions was closely related to their per capita GDP. Quantifying the CH4 emissions embodied in trade and final demand of major economies can provide important basis for understanding economy-wide emission drivers to design global and regional CH4 reduction scheme from a consumer perspective.
Tian, Wenjie, Xudong Wu, Rong Ma, and Bo Zhang. 2019. “Quantifying global CH4 and N2O footprints.” Journal of Environmental Management 251. Abstract
This study aims to quantify global CH4 and N2O footprints in 2012 in terms of 181 economies and 20 world regions based on the official national emission accounts from the UNFCCC database and the global multi-region input-output accounts from the EORA database. Global total CH4 and N2O emissions increased by 15.0% in 2012 compared to 1990, mainly driven by increasing demands of agricultural and energy products. Mainland China, Western Europe, the USA, Southeast Asia and Sub-Saharan Africa were identified as the largest five CH4 footprint contributors (55.6% of the global total), while Mainland China, the USA, Western Europe, Brazil and Sub-Saharan Africa as the largest N2O footprint contributors (59.2% of the global total). In most developed economies, the CH4 and N2O footprints were much higher than their emissions on the production side, but opposite picture is observed in emerging economies. 36.4% and 24.8% of the global CH4 and N2O emissions in 2012 were associated with international trade, respectively. Substantial energy-related CH4 and agricultural CH4 and N2O emissions were transferred from developed countries to developing countries. Several nations within Kyoto targets have reduced their CH4 and N2O emissions significantly between 1990 and 2012, but the generally-believed success is challenged when viewing from the consumption side. Mainland China, Southeast Asia, Sub-Saharan Africa, Brazil, Middle East and India witnessed prominent increase of CH4 and N2O footprints in the same period. The structure and spatial patterns of global CH4 and N2O footprints shed light on the role of consumption-side actions and international cooperation for future non-CO2 GHG emission reduction.
Cao, Jing, Mun S Ho, and Wenhao Hu. 2019. “Energy consumption of urban households in China.” China Economic Review 58. Abstract
We estimate China urban household energy demand as part of a complete system of consumption demand so that it can be used in economy-wide models. This allows us to derive cross-price elasticities unlike studies which focus on one type of energy. We implement a two-stage approach and explicitly account for electricity, domestic fuels and transportation demand in the first stage and gasoline, coal, LPG and gas demand in the second stage. We find income inelastic demand for electricity and home energy, but the elasticity is higher than estimates in the rich countries. Demand for total transportation is income elastic. The price elasticity for electricity is estimated to be −0.5 and in the range of other estimates for China, and similar to long-run elasticities estimated for the U.S.
Srinivasan, Sumeeta, Chenghe Guan, and Chris P. Nielsen. 2019. “Built environment, income and travel behavior: Change in the city of Chengdu 2005-2016.” International Journal of Sustainable Transportation. Publisher's Version Abstract
In this paper, we look at differences in travel behavior and location characteristics across income in Chengdu, China at two points of time, 2005 and 2016, using household travel surveys. Specifically, we compare changes over time for different income groups for Chengdu in 2005 and 2016. We find that walking or biking remains the most common mode for all income groups but higher-income households appear to have more choices depending on the proximity of their neighborhood to downtown. We also find that both average local and average regional access have worsened since 2005. Furthermore, it appears that there is less economic diversity within neighborhoods in 2016 when compared to 2005, with more locations appearing to have 40% or more of low-, middle-, or high-income households than in the past. Finally, we find that low-income households and older trip makers are more likely to walk or bike and that high-income households are the most likely to own cars and use motorized modes. Built environment characteristics like mixed land use appear to significantly reduce travel time in 2016 but do not result in higher non-motorized transport mode share. We contribute to existing literature by evaluating changes in the relationship of built environment and travel behavior during a period of rapid urbanization and economic growth in a Chinese city.
Sherman, Peter, Meng Gao, Shaojie Song, Patrick Ohiomoba, Alex Archibald, and Michael B. McElroy. 2019. “The influence of dynamics and emissions changes on China’s wintertime haze.” Journal of Applied Meteorology and Climatology. Publisher's Version Abstract
Haze days induced by aerosol pollution in North and East China have posed a persistent and growing problem over the past few decades. These events are particularly threatening to densely-populated cities such as Beijing. While the sources of this pollution are predominantly anthropogenic, natural climate variations may also play a role in allowing for atmospheric conditions conducive to formation of severe haze episodes over populated areas. Here, an investigation is conducted into the effects of changes in global dynamics and emissions on air quality in China’s polluted regions using 35 simulations developed from the Community Earth Systems Model Large Ensemble (CESM LENS) run over the period 1920-2100. It is shown that internal variability significantly modulates aerosol optical depth (AOD) over China; it takes roughly a decade for the forced response to balance the effects from internal variability even in China’s most polluted regions. Random forest regressions are used to accurately model (R2 > 0.9) wintertime AOD using just climate oscillations, the month of the year and emissions. How different phases of each oscillation affect aerosol loading are projected using these regressions. AOD responses are identified for each oscillation, with particularly strong responses from El Niño-Southern Oscillation (ENSO) and the Pacific Decadal Oscillation (PDO). As ENSO can be projected a few months in advance and improvements in linear inverse modelling (LIM) may yield a similar predictability for the PDO, results of this study offer opportunities to improve the predictability of China’s severe wintertime haze events, and to inform policy options that could mitigate subsequent health impacts.
JAMC full paper
Wei, Hongjian, Wenzhi Liu, Xinyu Chen, Qing Yang, Jiashuo Li, and Hanping Chen. 2019. “Renewable bio-jet fuel production for aviation: a review.” Fuel 254. Publisher's Version Abstract
Due to excessive greenhouse gas emissions and high dependence on traditional petroleum jet fuel, the sustainable development of the aviation industry has drawn increasing attention worldwide. One of the most promising strategies is to develop and industrialize alternative aviation fuels produced from renewable resources, e.g. biomass. Renewable bio-jet fuel has the potential to reduce CO2 emissions over their life cycle, which make bio-jet fuels an attractive substitution for aviation fuels. This paper provided an overview on the conversion technologies, economic assessment, environmental influence and development status of bio-jet fuels. The results suggested that hydrogenated esters and fatty acids, and Fischer-Tropsch synthesis can be the most promising technologies for bio-jet fuels production in near term. Future works, such as searching for more suitable feedstock, improving competitiveness for alternative jet fuels, meeting emission reduction targets in large-scale production and making measures for the indirect impact are needed for further investigation. The large-scale deployment of bio-jet fuels could achieve significant potentials of both bio-jet fuels production and CO2 emissions reduction based on future available biomass feedstock.
Cao, Jing, Mun Sing Ho, Yating Li, Richard G. Newell, and William A. Pizer. 2019. “Chinese residential electricity consumption estimation and forecast using micro-data.” Resource and Energy Economics 56: 6-27. Publisher's Version Abstract
Based on econometric estimation using data from the Chinese Urban Household Survey, we develop a preferred forecast range of 85–143 percent growth in residential per capita electricity demand over 2009–2025. Our analysis suggests that per capita income growth drives a 43% increase, with the remainder due to an unexplained time trend. Roughly one-third of the income-driven demand comes from increases in the stock of specific major appliances, particularly AC units. The other two-thirds comes from non-specific sources of income-driven growth and is based on an estimated income elasticity that falls from 0.28 to 0.11 as income rises. While the stock of refrigerators is not projected to increase, we find that they contribute nearly 20 percent of household electricity demand. Alternative plausible time trend assumptions are responsible for the wide range of 85–143 percent. Meanwhile we estimate a price elasticity of demand of −0.7. These estimates point to carbon pricing and appliance efficiency policies that could substantially reduce demand.
Emission inventories are critical to understanding the sources of air pollutants, but have high uncertainties in China due in part to insufficient on-site measurements. In this study, we developed a method of examining, screening and applying online data from the country's improving continuous emission monitoring systems (CEMS) to reevaluate a “bottom-up” emission inventory of China's coal-fired power sector. The benefits of China's current national emission standards and ultra-low emission policy for the sector were quantified assuming their full implementation. The derived national average emission factors of SO2, NOx and particulate matter (PM) were 1.00, 1.00 and 0.25 kg/t-coal respectively for 2015 based on CEMS data, smaller than those of previous studies that may not fully recognize improved emission controls in recent years. The annual emissions of SO2, NOx and PM from the sector were recalculated at 1321, 1430 and 334 Gg respectively, 75%, 63% and 76% smaller than our estimates based on a previous approach without the benefit of CEMS data. The results imply that online measurement with proper data screening can better track the recent progress of emission controls. The emission intensity (the ratio of emissions to economic output) of Northwest China was larger than that of other regions, attributed mainly to its less intensive economy and industry. Transmission of electricity to more-developed eastern provinces raised the energy consumption and emissions of less-developed regions. Judged by 95 percentiles of flue-gas concentrations measured by CEMS, most power plants met the current national emission standards in 2015 except for those in Northwest and Northeast China, while plants that met the ultra-low emission policy were much scarcer. National SO2, NOx and PM emissions would further decline by 68%, 55% and 81% respectively if the ultra-low emission policy can be strictly implemented, implying the great potential of the policy for emission abatement.
Han, Xingning, Xinyu Chen, Michael B. McElroy, Shiwu Liao, Chris P. Nielsen, and Jinyu Wen. 2019. “Modeling Formulation and Validation for Accelerated Simulation and Flexibility Assessment on Large Scale Power Systems under Higher Renewable Penetrations.” Applied Energy 237: 145-154. Publisher's Version Abstract
Deploying high penetration of variable renewables represents a critical pathway for decarbonizing the power sector. Hydro power (including pumped-hydro), batteries, and fast responding thermal units are essential in providing system flexibility at elevated renewable penetration. How to quantify the merit of flexibility from these sources in accommodating variable renewables, and to evaluate the operational costs considering system flexibility constraints have been central challenges for future power system planning. This paper presents an improved linear formulation of the unit commitment model adopting unit grouping techniques to expedite evaluation of the curtailment of renewables and operational costs for large-scale power systems. All decision variables in this formulation are continuous, and all chronological constraints are formulated subsequently. Tested based on actual data from a regional power system in China, the computational speed of the model is more than 20,000 times faster than the rigorous unit commitment model, with less than 1% difference in results. Hourly simulation for an entire year takes less than 3 min. The results demonstrate strong potential to apply the proposed model to long term planning related issues, such as flexibility assessment, wind curtailment analysis, and operational cost evaluation, which could set a methodological foundation for evaluating the optimal combination of wind, solar and hydro investments.
Freire-González, Jaume, and Mun S. Ho. 2019. “Carbon taxes and the double dividend hypothesis in a recursive-dynamic CGE model for SpainAdd PublicationLinks.” Economic Systems Research.

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